Sec Docket

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Genre : Securities
Author : United States. Securities and Exchange Commission
Publisher :
Release : 1996
File : 1180 Pages
ISBN-13 : UIUC:30112005632325


Sec Authorizations

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Genre :
Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher :
Release : 1978
File : 180 Pages
ISBN-13 : UOM:39015076082232


Insider Trading Sanctions And Sec Enforcement Legislation

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Genre : Insider trading in securities
Author : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Publisher :
Release : 1983
File : 324 Pages
ISBN-13 : STANFORD:36105062994053


Sec Oversight Of The Edgar System

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Genre : EDGAR (Information retrieval system)
Author : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations
Publisher :
Release : 1985
File : 364 Pages
ISBN-13 : UCR:31210016340687


Investigation Of Failure Of The Sec To Uncover Bernard Madoff S Ponzi Scheme

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Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.

Product Details :

Genre : Biography & Autobiography
Author : H. David Kotz
Publisher : DIANE Publishing
Release : 2010-03
File : 477 Pages
ISBN-13 : 9781437921861


Sec Authorization Request And Related Issues

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Genre : Securities
Author : United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications, Consumer Protection, and Finance
Publisher :
Release : 1983
File : 536 Pages
ISBN-13 : UOM:39015009344782


Annual Report Of The Sec

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Genre : Holding companies
Author : United States. Securities and Exchange Commission
Publisher :
Release : 1949
File : 236 Pages
ISBN-13 : UCLA:31158006447717


Potential Conflicts Of Interest At The Sec

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Genre : Biography & Autobiography
Author : United States. Congress. House. Committee on Financial Services. Subcommittee on Oversight and Investigations
Publisher :
Release : 2012
File : 108 Pages
ISBN-13 : UCSD:31822038362455


Football In The Sec Southeastern Conference

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Football in the Southeastern Conference offers a wealth of fascinating information and statistics about one of the nation’s most popular sports and its most successful and profitable college conferences. In the rich tradition of sports journalism, this book is written with a reverence for the history of college football, an enthusiasm for statistics, and a “you are there” style of reporting. Packed with information, it includes teams and mascots, player and coach profiles, conference rivalries, and important game highlights.

Product Details :

Genre : Juvenile Nonfiction
Author : Greg Roza
Publisher : The Rosen Publishing Group, Inc
Release : 2007-08-15
File : 49 Pages
ISBN-13 : 9781435844308


Cases Determined In The St Louis And The Kansas City Courts Of Appeals Of The State Of Missouri

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Genre : Law reports, digests, etc
Author : Missouri. Courts of Appeals
Publisher :
Release : 1893
File : 766 Pages
ISBN-13 : UOM:35112102725514