Essentials Of The Dodd Frank Act

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An executive overview of the new Financial Regulations Act This book provides an executive summary of the newly passed Financial Regulations Act. It examines the most important sections of the Act, how it impacts the financial industry, as well as what executives must know and do in order to comply with the Act. One of the first books to provide an executive summary from a compliance perspective Presents responsibilities of senior level executives regarding this new Act Reveals what has changed within the regulatory environment Provides tips and techniques throughout Describing the government regulation of securities, securities markets, and securities transactions in the United States, this timely book succinctly defines, describes, and explains domestic securities regulation for compliance officers, accountants, and broker-dealers.

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Genre : Business & Economics
Author : Sanjay Anand
Publisher : John Wiley & Sons
Release : 2011-02-01
File : 115 Pages
ISBN-13 : 9781118028339


The Essential Guide To Federal Employment Laws

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"This book is a comprehensive guide to 20 of the most important federal employment laws that every employer and human resources professional needs to know. Each chapter summarizes one key federal employment law, including which employers are covered by the law, what the law requires and prohibits, and what recordkeeping requirements must be followed. The laws covered include Title VII of the Civil Rights Act of 1964, the Americans with Disabilities Act, the Fair Labor Standards Act, the Family and Medical Leave Act, and more"--

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Genre : Business & Economics
Author : Lisa Guerin
Publisher : Nolo
Release : 2022-05-31
File : 496 Pages
ISBN-13 : 9781413329797


The Essential Bernie Sanders And His Vision For America

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In this short, accessible book, author Jonathan Tasini draws heavily from Sanders' ample public record of speeches, statements, and interviews, and couples his working-class spirit with specific legislation he has championed on a number of core proposals that comprise a broader people's agenda for America. --Publisher's description.

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Genre : Biography & Autobiography
Author : Jonathan Tasini
Publisher : Chelsea Green Publishing
Release : 2015-09-08
File : 178 Pages
ISBN-13 : 9781603586672


The Financial Stability Oversight Council Annual Report To Congress

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Genre : Economic stabilization
Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher :
Release : 2013
File : 284 Pages
ISBN-13 : MINN:31951D036706378


The Essential Guide To Workplace Investigations

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Learn how to conduct a full and fair workplace investigation Workplace complaints carry serious legal and financial risks to a company, so it’s essential to act fast when you receive an employee complaint. But an ineffective or poorly handled investigation can land your company in even more trouble than not performing one at all. It’s more important than ever to ensure your investigation is complete, impartial, and timely. The Essential Guide to Workplace Investigations shows you how to legally and successfully investigate and resolve any type of complaint or problem. It covers common issues such as harassment, discrimination, violence, drug and alcohol use, and employee theft. This edition has updated sections on sexual orientation and gender identity discrimination and handling problems in the remote workplace. The book guides you through each step of an effective investigation, including • deciding whether to investigate • planning an investigation • interviewing witnesses • gathering and evaluating evidence • documenting the investigation • and more. With Downloadable Forms You can download all the forms you need, including sample policies, checklists, templates, and resources at Nolo.

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Genre : Business & Economics
Author : Lisa Guerin
Publisher : Nolo
Release : 2022-07-04
File : 465 Pages
ISBN-13 : 9781413329629


Dodd Frank Wall Street Reform And Consumer Protection Act Purpose Critique Implementation Status And Policy Issues

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In this volume, what are thought to be some of the more important aspects of the Dodd-Frank Act are discussed from a number of perspectives, including that of industry scholars who have been actively involved in evaluating financial regulation, regulators who are responsible for implementing the reform, financial policy experts representing think tanks and banking trade associations, congressmen and congressional staff involved with developing the legislation, and legal scholars. The volume summarizes the act, evaluates how the new regulations are being implemented and how the implementation process is progressing, and discusses modifications that, in the views of the authors, might be needed to more effectively achieve the stated goals of the legislation.

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Genre : Law
Author : Douglas D Evanoff
Publisher : World Scientific
Release : 2014-06-13
File : 319 Pages
ISBN-13 : 9789814590051


Oversight Of Dodd Frank Implementation

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Genre : Business & Economics
Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
Publisher :
Release : 2012
File : 152 Pages
ISBN-13 : MINN:31951D035772504


Essentials Of Economics In Context

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Essentials of Economics in Context is specifically designed to meet the requirements of a one-semester introductory economics course that provides coverage of both microeconomic and macroeconomic foundations. It addresses current economic challenges, paying specific attention to issues of inequality, globalization, unpaid work, technology, financialization, and the environment, making the text a genuine 21st-century introduction to economics. Aspects of history, institutions, gender, ethics, and ecology are integrated throughout the text, and economic analysis is presented within broader themes of human well-being, and social and environmental sustainability. Theoretical expositions in the text are kept close to reality by integrating numerous real-world examples and by presenting the material in the recognized accessible and engaging style of this experienced author team. Key features include: a brand-new chapter devoted entirely to economic inequality up-to-date discussions of the impacts of the COVID-19 pandemic on labor markets, inflation, and beyond an inclusive approach to economics, where the economy is analyzed within its social and environmental context (including a greater focus on topics outside of the United States) a focus on goals of human well-being, stability, and sustainability, instead of solely focusing on market activities This text is the ideal resource for one-semester introductory economics courses globally. The book's companion website is available at www.bu.edu/eci/essentials.

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Genre : Business & Economics
Author : Neva Goodwin
Publisher : Taylor & Francis
Release : 2024-09-25
File : 611 Pages
ISBN-13 : 9781040114001


Agriculture Rural Development Food And Drug Administration And Related Agencies Appropriations For 2016 Statements Of Interested Individuals And Organizations

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Genre : Rural development
Author : United States. Congress. House. Committee on Appropriations. Subcommittee on Agriculture, Rural Development, Food and Drug Administration, and Related Agencies
Publisher :
Release : 2015
File : 454 Pages
ISBN-13 : IND:30000137276667


Does The Dodd Frank Act End Too Big To Fail

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Genre : Business & Economics
Author : United States. Congress. House. Committee on Financial Services. Subcommittee on Financial Institutions and Consumer Credit
Publisher :
Release : 2011
File : 112 Pages
ISBN-13 : UCSD:31822038349742