Sbic Advisers Relief Act Of 2015

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Genre : Investment advisors
Author : United States. Congress. House. Committee on Financial Services
Publisher :
Release : 2015
File : 24 Pages
ISBN-13 : STANFORD:36105050689459


Sbic Advisers Relief Act Of 2014

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Genre : Investment advisors
Author : United States. Congress. House. Committee on Financial Services
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Release : 2014
File : 8 Pages
ISBN-13 : MINN:31951D03804727F


Regulation Of Securities Sec Answer Book 5th Edition

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Regulation of Securities: SEC Answer Book, Fifth Edition is your complete guide to understanding and complying with the day-to-day requirements of the federal securities laws that affect all public companies. Using a question-and-answer format similar to that which the SEC has embraced, this valuable desk reference provides concise, understandable answers to the most frequently asked compliance questions, and ready access to key statutes, regulations, and court decisions. Designed for both beginners and seasoned professionals, the volume contains approximately 1,400 pages organized in 23 self-contained chapters. Each chapter covers the basics before moving into the nuanced details, meeting the needs of those who seek a general understanding of a topic as well as those grappling directly with critical issues. Twice-yearly supplements keep the book current in this rapidly evolving field. Whether you are a lawyer, accountant, corporate executive, director or investor, you'll be able to quickly find concise answers to essential questions about the Dodd-Frank Act, Exchange Act registration and reporting, executive compensation disclosure, derivatives disclosure, management's discussion and analysis, audit committee responsibilities, Sarbanes-Oxley, electronic filing, interactive financial data, tender offers, proxy solicitations, insider trading, going private transactions, shareholders' rights, SEC investigations, criminal enforcement, securities class actions, and much more!

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Genre : Business & Economics
Author : Levy
Publisher : Wolters Kluwer
Release : 2016-01-01
File : 1470 Pages
ISBN-13 : 9781454880370


Legislative Calendar

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Genre : Banking law
Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs
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Release : 2015
File : 196 Pages
ISBN-13 : PURD:32754085104168


Legislative Proposals To Enhance Capital Formation For Small And Emerging Growth Companies

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Genre : Capital market
Author : United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises
Publisher :
Release : 2014
File : 98 Pages
ISBN-13 : MINN:31951D03800896C


Congressional Record

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File : 1502 Pages
ISBN-13 :


Schedule Of Serial Set Volumes

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Genre : Government publications
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Release : 2016
File : 264 Pages
ISBN-13 : PURD:32754084905979


Legislative Proposals To Enhance Capital Formation Serial No 113 74 April 9 2014 113 2 Hrg

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Release : 2014
File : 126 Pages
ISBN-13 : MINN:31951D03800909T


United States Of America Congressional Record

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File : 620 Pages
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Journal Of The House Of Representatives Of The United States

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Some vols. include supplemental journals of "such proceedings of the sessions, as, during the time they were depending, were ordered to be kept secret, and respecting which the injunction of secrecy was afterwards taken off by the order of the House".

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Genre : CD-ROMs
Author : United States. Congress. House
Publisher :
Release : 2007
File : 2112 Pages
ISBN-13 : HARVARD:32044116475666