Securities Regulation Law Report

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Genre : Securities
Author :
Publisher :
Release : 2004
File : 444 Pages
ISBN-13 : STANFORD:36105060636557


Securities Regulation

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Designed specifically for the securities regulation course, this statutory supplement contains all the relevant statutes, rules, and forms needed—in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for securities regulation, including but not exclusive to the authors’ own Securities Regulation: Cases and Materials. New to the 2022 Edition: Securities Exchange Act of 1934, Section 21: Investigations; Injunctions and Prosecution of Offenses, updated to authorize the Securities Exchange Commission (SEC) to seek disgorgement of unjust enrichment received as the result of certain violations of the Act, rules and regulations thereunder, and SEC cease-and-desist orders. Schedule 14A, Information Required in Proxy Statement pursuant to Section 14(a) of the Securities Exchange Act of 1934, updated to require the use of universal proxy cards in contested elections that include all director nominees up for election at shareholder meetings, as well as to modernize filing fee disclosures and payment methods. Latest updates to statutes, rules, regulations, and forms.

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Genre : Law
Author : James D. Cox
Publisher : Aspen Publishing
Release : 2022-08-25
File : 1196 Pages
ISBN-13 : 9781543858808


Corporate Finance And The Securities Laws

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Corporate Finance and the Securities Laws has been winning over practitioners with its clear andquot;how to do itandquot; approach ever since its publication in 1990. This acclaimed guide is now completely updated in this Fifth Edition to help you meet the challenges of raising capital in today's increasingly regulated marketplace. Written in plain English by two top experts in the field - each with literally hundreds of successful deals under his belt, Corporate Finance and the Securities Laws is the andquot;go toandquot; resource which explains the mechanics of corporate finance together with the statutes that govern each type of deal. You'll receive expert corporate finance analysis, procedural guidance, and practical securities law pointers every step of the way to help you Structure all types of corporate finance deals - from public, private, and offshore offerings to corporate debt restructurings, commercial paper programs, raising capital, and asset-based securities transactions Root out problems before corporate finance deals are put in motion, with heads-up input on securities law prohibited practices, potential liabilities, conflicts of interest, due diligence concerns, and other red-flag issues Shepherd transactions through the corporate finance regulatory process with a clear understanding of applicable statutes and their implications in real-life situations Know what to do when securities law problems crop up - and find clear answers to the countless questions that develop in the course of a corporate finance deal Close deals, raising capital in a timely manner and work shoulder to shoulder with clients to accomplish your corporate finance objectives

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Genre : Business & Economics
Author : Charles J. Johnson (Jr.)
Publisher : Wolters Kluwer
Release : 2015-03-06
File : 1564 Pages
ISBN-13 : 9781454858393


Corporate Finance And The Securities Laws

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Genre : Corporations
Author : Charles J. Johnson (Jr.)
Publisher : Wolters Kluwer Law & Business
Release :
File : 1728 Pages
ISBN-13 : 9781543881806


Corporate Finance And The Securities Laws

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BOOK EXCERPT:

Corporate Finance and the Securities Laws has been winning over practitioners with its clear "how to do it" approach ever since its publication in 1990. This acclaimed guide is now completely updated in this Fourth Edition to help you meet the challenges of raising capital in today's increasingly regulated marketplace. Written in plain English by two top experts in the field - each with literally hundreds of successful deals under his belt, Corporate Finance and the Securities Laws is the "go to" resource which explains the mechanics of corporate finance together with the statutes that govern each type of deal. You'll receive expert corporate finance analysis, procedural guidance, and practical securities law pointers every step of the way to help you Structure all types of corporate finance deals - from public, private, and offshore offerings to corporate debt restructurings, commercial paper programs, raising capital, and asset-based securities transactions Root out problems before corporate finance deals are put in motion, with heads-up input on securities law prohibited practices, potential liabilities, conflicts of interest, due diligence concerns, and other red-flag issues Shepherd transactions through the corporate finance regulatory process with a clear understanding of applicable statutes and their implications in real-life situations Know what to do when securities law problems crop up - and find clear answers to the countless questions that develop in the course of a corporate finance deal Close deals, raising capital in a timely manner and work shoulder to shoulder with clients to accomplish your corporate finance objectives

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Genre : Business & Economics
Author : Charles J. Johnson
Publisher : Aspen Publishers
Release : 2006
File : 1575 Pages
ISBN-13 : 9780735563100


Fundamentals Of Securities Regulation

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Genre : Securities
Author : Louis Loss
Publisher : Aspen Publishers Online
Release : 1988
File : 1646 Pages
ISBN-13 : 9780735541993


Socially Responsible Investment In The 21st Century

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Does Socially Responsible Investment (SRI) affect society in the 21st century? This book explores various facets of SRI to address its potential and limits to create societal change. Little research has been undertaken on the societal impacts of SRI. With this book we contribute to this debate, pushing the boundaries of SRI even further.

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Genre : Business & Economics
Author : Celine Louche
Publisher : Emerald Group Publishing
Release : 2014-05-23
File : 328 Pages
ISBN-13 : 9781783504688


The Law Of Public Communication

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The Law of Public Communication provides an overview of media law that includes the most current legal developments today. It explains the laws affecting the daily work of writers, broadcasters, advertisers, cable operators, Internet service providers, public relations practitioners, photographers, bloggers, and other public communicators. Authors Kent R. Middleton, William E. Lee, and Daxton R. Stewart take students through the basic legal principles and methods of analysis that allow students to study and keep abreast of the rapidly changing field of public communication. By providing statutes and cases in a cohesive manner that is understandable, even to students studying law for the first time, the authors ensure that students will acquire a firm grasp of the legal issues affecting the media. This 2017 Update brings the Ninth Edition up to date with the most recent cases and examples affecting media professionals and public communicators.

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Genre : Law
Author : Kent R. Middleton
Publisher : Routledge
Release : 2015-07-30
File : 896 Pages
ISBN-13 : 9781317361602


A Directory Of Information Resources In The United States

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Genre : Information services
Author :
Publisher :
Release : 1973
File : 720 Pages
ISBN-13 : UCBK:C070902007


The New York Stock Exchange

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First published in 1992, The New York Stock Exchange is an informative library resource. The book begins with a history of the stock exchange, and offers a series of annotated bibliographies devoted to dictionaries and general guides, directories, bibliographies, general histories, and statistical sources. The book provides important coverage of the stock market crashes of 1929 and 1987 and the appendices offer a useful collection of data, including a directory of serial publications, listings of abstracts and indexes, online databases, and CD-ROM products. This book will be of interest to libraries and to researchers working in the field of economics and business.

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Genre : Business & Economics
Author : Lucy Heckman
Publisher : Routledge
Release : 2017-11-28
File : 387 Pages
ISBN-13 : 9781351371131