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BOOK EXCERPT:
Product Details :
Genre |
: Banking law |
Author |
: United States. Congress. House. Committee on Banking and Financial Services |
Publisher |
: |
Release |
: 1999 |
File |
: 330 Pages |
ISBN-13 |
: PURD:32754069289456 |
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BOOK EXCERPT:
Product Details :
Genre |
: Law |
Author |
: United States. Congress. House. Committee on Commerce. Subcommittee on Finance and Hazardous Materials |
Publisher |
: |
Release |
: 1999 |
File |
: 208 Pages |
ISBN-13 |
: PSU:000043035366 |
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BOOK EXCERPT:
Product Details :
Genre |
: Business & Economics |
Author |
: United States. Congress. House. Committee on Banking and Financial Services |
Publisher |
: |
Release |
: 1999 |
File |
: 892 Pages |
ISBN-13 |
: PSU:000043059850 |
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BOOK EXCERPT:
Designed specifically for students, 'Blackstone's Statutes' lead the market in providing a carefully selected, regularly updated, and well sourced collection of legislation for the core subjects and major options offered on the law syllabus. Each title is ideal for use throughout the course and in exams.
Product Details :
Genre |
: Law |
Author |
: Francis Rose |
Publisher |
: Oxford University Press, USA |
Release |
: 2019-08-15 |
File |
: 697 Pages |
ISBN-13 |
: 9780198838746 |
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BOOK EXCERPT:
A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.
Product Details :
Genre |
: Law |
Author |
: Andrew Haynes |
Publisher |
: Bloomsbury Publishing |
Release |
: 2021-11-30 |
File |
: 517 Pages |
ISBN-13 |
: 9781526517807 |
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BOOK EXCERPT:
Banking regulation and the private law governing the bank-customer relationship came under the spotlight as a result of the global financial crisis of 2007–2009. More than a decade later UK, EU and international regulatory initiatives have transformed the structure, business practices, financing models and governance of the banking sector. This authoritative text offers an in-depth analysis of modern banking law and regulation, while providing an assessment of its effectiveness and normative underpinnings. Its main focus is on UK law and practice, but where necessary it delves into EU law and institutions, such as the European Banking Union and supervisory role of the European Central Bank. The book also covers the regulation of bank corporate governance and executive remuneration, the promises and perils of FinTech and RegTech, and the impact of Brexit on UK financial services. Although detailed, the text remains easy to read and reasonably short; pedagogic features such as a glossary of terms and practice questions for each chapter are intended to facilitate learning. It is a useful resource for students and scholars of banking law and regulation, as well as for regulators and other professionals who are interested in reading a precise and evaluative account of this evolving area of law.
Product Details :
Genre |
: Business & Economics |
Author |
: Andreas Kokkinis |
Publisher |
: Routledge |
Release |
: 2021-03-16 |
File |
: 445 Pages |
ISBN-13 |
: 9781000335552 |
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BOOK EXCERPT:
Blackstone's Statutes have a 25-year tradition of trust and quality unrivalled by other statute books, and a rock-solid reputation for accuracy, reliability, and authority. Content is extensively reviewed to ensure a close map to courses. Blackstone's Statutes lead the market: consistently recommended by lecturers and relied on by students for exam and course use. Blackstone's Statutes are the original and best; setting the standard by which other statute books are measured. Each title is: DT Trusted: Ideal for exam use DT Practical: Find what you need instantly DT Reliable: Current, comprehensive coverage DT Relevant: Content based on detailed market feedback Visit www.oxfordtextbooks.co.uk/orc/statutes/ for accompanying online resources created with the assistance of the Statute Law Society including videos on how to use your statutes book and how legislation is made.
Product Details :
Genre |
: Law |
Author |
: Francis D. Rose |
Publisher |
: Oxford University Press, USA |
Release |
: 2014-08-21 |
File |
: 693 Pages |
ISBN-13 |
: 9780198709503 |
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BOOK EXCERPT:
An Act to make provision for the establishment of the Legal Services Board and in respect of its functions; to make provision for, and in connection with, the regulation of persons who carry on certain legal activities; to make provision for the establishment of the Office for Legal Complaints and for a scheme to consider and determine legal complaints; to make provision about claims management services and about immigration advice and immigration services; to make provision in respect of legal representation provided free of charge; to make provision about the application of the Legal Profession and Legal Aid (Scotland) Act 2006; to make provision about the Scottish legal services ombudsman. Explanatory notes have been produced to assist in the understanding of this Act and will be available separately
Product Details :
Genre |
: Law |
Author |
: Great Britain |
Publisher |
: The Stationery Office |
Release |
: 2007-11-14 |
File |
: 404 Pages |
ISBN-13 |
: 0105429074 |
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BOOK EXCERPT:
Contains a full account of administrative law in the context of social, political and economic forces shaping the law.
Product Details :
Genre |
: Law |
Author |
: Carol Harlow |
Publisher |
: Cambridge University Press |
Release |
: 2021-07-22 |
File |
: 957 Pages |
ISBN-13 |
: 9781107149847 |
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BOOK EXCERPT:
Product Details :
Genre |
: Government publications |
Author |
: |
Publisher |
: |
Release |
: 1999-07 |
File |
: 1154 Pages |
ISBN-13 |
: MINN:31951P007576207 |