United States Securities Law

eBook Download

BOOK EXCERPT:

Capital raising, mergers and acquisitions and securities trading around the world often involve some connection with the United States and implicate the US securities laws. United States Securities Law: A Practical Guide ,offers a concise overview of US securities laws from the perspective of a non-US participant. It is written not only for lawyers but for managers, bankers and others with an interest in the topic. This new edition has been significantly updated and expanded, including for the SEC's recent offering reforms and corporate governance developments. Praise for the Second Edition: This book has been a valuable resource in effectively counselling my company in the intricacies of SEC regulation. Jim, with his many years of counselling foreign issuers out of his firms London office, writes with a perspective that is particularly relevant to the needs of foreign companies listed on US exchanges. George Miller, Executive Vice President and General Counsel, Novartis Corporation. A well written and useful primer for those looking for quick, practical answers to real life questions or who wish to understand better the background and rationale to US securities law and regulation. Leland Goss, Managing Director, Credit Suisse. This book really is a practical guide to the US securities laws. It does a great job of explaining the rules and regulations in a way that can be understood by readers that are not themselves US securities lawyers. Peter Castellon, Director andamp; Counsel, Citigroup Corporate andamp; Investment Banking.

Product Details :

Genre : Law
Author : James M. Bartos
Publisher : Kluwer Law International B.V.
Release : 2006-01-01
File : 326 Pages
ISBN-13 : 9789041123626


International Securities Law And Regulation 2009 Iii

eBook Download

BOOK EXCERPT:

2009 RELEASE - "International Securities Law and Regulation", a three-volume set with more than 1,600 pages, examines the regulation of securities trading in jurisdictions in North and South America, Europe, and Asia and the Pacific. The commentaries are provided by lawyers who practice regularly in the securities sectors of their respective jurisdictions. The publication is replaced by updated volumes annually. Complete the set with volumes I and II. A 25%%%%%%%% discount applies to a subscription for three years of updates. Discounts are applied after purchase by rebate from publisher.

Product Details :

Genre : Business & Economics
Author : Dennis Campbell
Publisher : Lulu.com
Release : 2009-09-14
File : 570 Pages
ISBN-13 : 9780557087983


International Securities Law And Regulation

eBook Download

BOOK EXCERPT:

With this valuable text securities lawyers from the world's major trading nations offer valuable insights into the workings and legal underpinnings of global securities markets. They examine listing requirements for various stock exchanges and markets, the globalization of mutual funds, the impact of offshore funds, Internet and public offerings, planning and distribution of private securities, requirements for public offerings, disclosure and compliance requirements across international markets, and a great deal more. Published under the Transnational Publishers imprint.

Product Details :

Genre : Law
Author : Dennis Campbell
Publisher : BRILL
Release : 2021-09-13
File : 296 Pages
ISBN-13 : 9789004479531


Eb 5 And U S Securities Law

eBook Download

BOOK EXCERPT:

The JOBS Act has changed the practice of law relating to EB-5 offerings. Regional Centers and direct investment offerings now have more latitude with respect to general solicitations, although proof of reasonable steps taken to verify accredited investor status must be shown.

Product Details :

Genre : Business & Economics
Author : Douglas Slain
Publisher : Private Placement Publications
Release : 2014-04-09
File : 57 Pages
ISBN-13 : 9781481016650


Advanced Introduction To U S Federal Securities Law

eBook Download

BOOK EXCERPT:

Answering the key question of whether there is an obligation for States to define and enact sound climate policies in order to avoid the impacts of global warming, this timely book provides expert analysis on recent global climate cases, assessing not only the plaintiffs’ claims but also the legal reasoning put forward by the courts.

Product Details :

Genre : Law
Author : Hazen, Thomas L.
Publisher : Edward Elgar Publishing
Release : 2022-05-13
File : 192 Pages
ISBN-13 : 9781802206258


Research Handbook On Securities Regulation In The United States

eBook Download

BOOK EXCERPT:

This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statute

Product Details :

Genre : Business & Economics
Author : Jerry W. Markham
Publisher : Edward Elgar Publishing
Release : 2014-07-31
File : 563 Pages
ISBN-13 : 9781782540076


Problems With The Sec S Enforcement Of U S Securities Laws In Cases Involving Suspicious Trades Originating From Abroad

eBook Download

BOOK EXCERPT:

Product Details :

Genre : Disclosure of information
Author : United States. Congress. House. Committee on Government Operations. Commerce, Consumer, and Monetary Affairs Subcommittee
Publisher :
Release : 1988
File : 662 Pages
ISBN-13 : PSU:000014314308


Securities Regulation

eBook Download

BOOK EXCERPT:

Securities Regulation: Selected Statutes Rules and Forms: 2017 Supplement

Product Details :

Genre : Law
Author : James D. Cox
Publisher : Aspen Publishing
Release : 2017-07-07
File : 1158 Pages
ISBN-13 : 9781454882459


Rethinking Securities Law

eBook Download

BOOK EXCERPT:

"This book focuses on a very timely and important subject that merit s comprehensive analysis: "rethinking" the securities laws, with particular emphasis on the Securities Act and Securities Exchange Act. The system of securities regulation that prevails today in the United States is one that has been formed through piecemeal federal legislation, Securities and Exchange Commission (SEC) in vocation of its administrative authority, and self-regulatory episodic action. As a consequence, the presence of consistent and logical regulation all too often is lacking. In both transactional and litigation settings, with frequency, mandates apply that are erratic and antithetical to sound public policy. Over four decades ago, the American Law Institute (ALI) adopted the ALI Federal Securities Code. The Code has not been enacted by Congress and its prospects are dim. Since that time, no treatise, monograph, or other source comprehensively has focused on this meritorious subject. The objective of this book is to identify the deficiencies that exist under the current regimen, address their failings, provide recommendations for rectifying these deficiencies, and set forth a thorough analysis for remediation in order to prescribe a consistent and sound securities law framework. By undertaking this challenge, the book provides an original and valuable resource for effectuating necessary law reform that should prove beneficial to the integrity of the U.S. capital markets, effective and fair government and private enforcement, and the enhancement of investor protection"--

Product Details :

Genre : Law
Author : Marc I. Steinberg
Publisher : Oxford University Press
Release : 2021
File : 361 Pages
ISBN-13 : 9780197583142


The Securities Law Enforcement Remedies Act Of 1989

eBook Download

BOOK EXCERPT:

Product Details :

Genre : Fines (Penalties)
Author : United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities
Publisher :
Release : 1990
File : 522 Pages
ISBN-13 : PSU:000017413992